Author Archives: Sarah Jacobs

New Practice Guide! Insider Trading 

PLI Press is thrilled to announce the publication of Insider Trading

This new practice guide serves as an essential resource for practitioners and investors focused on insider trading law, compliance, and enforcement. Edited by   Eugene Ingoglia— an industry expert who has prosecuted and defended insider trading cases, including the case of SAC Capital portfolio manager Mathew Martoma, considered largest insider trading scheme ever charged—this guide adopts a multidimensional approach to the topic of insider trading law, examining it from several overlapping practice perspectives, including civil, criminal, transactional, bankruptcy, and regulatory.  

Table of Contents: 

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PLI PLUS subscribers can access this title through their subscription. 

Financial Product Fundamentals: Law, Business, Compliance (Second Edition) 

Financial Product Fundamentals: Law, Business, Compliance (Second Edition) serves as a comprehensive reference guide for attorneys, regulatory officers, compliance personnel, and any other professionals navigating securities regulation and compliance. This newly updated treatise contains expert analysis of a wide range of financial topics, including investment trusts, mutual funds, hedge funds, and variable insurance products.  

Highlights of the recent update include:  

  • Chapter 4, Securitization, is a new chapter covering securitization’s definition, functionality, and broader regulatory framework. This new chapter also covers tax and ERISA considerations, and treatment of security transactions under both bank capital rules and UCC Article 9.  
  • Chapter 23, Collective Trust Funds, expands upon the earlier version’s discussion of the collective trust fund and its inclusion of the prudence standard and private equity investments. (Section 23:3.9

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What’s New in PLI PLUS

We add content to PLI PLUS every month to ensure our subscribers have access to the most up-to-date and relevant secondary source legal documents. Renowned legal experts regularly update our acclaimed Treatises, Skills Books, Practice Guides, Course Handbooks, Case Summaries, Transcripts, and Forms to reflect recent changes and developments in the law. 

Click here to see what we added in November 2025! 

New Edition! Directors’ and Officers’ Liability: Current Law, Recent Developments, Emerging Issues (Fourth Edition) 

The newest edition of Directors’ and Officers’ Liability provides a straightforward explanation of the obligations of directors and officers of public companies, the penalties that they face if those obligations are not met, and the protections they are afforded under the law or by agreement. This updated treatise serves as an essential reference for corporate counsel, private practitioners, and the directors and officers themselves, as it covers current law, new developments, and arising issues.  

Highlights of the new edition include:  

  • Chapter 2, Board Committees, examines the recent changes in the realm of diversity policies, including the successful legal challenges to California’s board diversity requirements and the Fifth Circuit’s ruling regarding the Nasdaq’s board diversity rules. (Section 2:3.3[C]
  • Chapter 8, Emerging Issues, includes a brand-new section discussing the increasingly common securities class action lawsuits regarding artificial intelligence, with a focus on the prevalence of “AI washing” in said lawsuits. It also addresses the effects of the Trump administration’s embracement of cryptocurrency on liability. (Section 8:10 & section 8:4

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