Financial Product Fundamentals: Law, Business, Compliance (Second Edition) provides a comprehensive understanding of financial products for attorneys, compliance personnel, and various business professionals seeking legal, regulatory, and procedural guidance. Packed with handy charts, tables, and other graphics, it spans topics such as foreign broker-dealers, insurance-linked securities, and life settlements.
Highlights of the new update include:
- Chapter 11, Hedge Funds, includes recent guidance on usage of minimum investment accounts for verifying accredited investor status under Rule 506 (c)
- Chapter 17, Exchange-Traded Funds, discusses ETF share-class exemptive relief, updates on actively managed ETFs, and includes updates on spot cryptocurrency exchange-traded products
- Chapter 19, A Primer on Derivates Contracts and Their Regulation, includes extensive updates on derivatives, including definitions, discussions, usage examples, and regulation
- Chapter 28, Registered Index-Linked Annuity Contracts, covers extensive updates to the landscape of registered index-linked annuities (RILAs)
- Chapter 29, Blockchain and Digital Assets, features coverage of the recent developments in digital asset securities
- Updates to the Table of Authorities and Index
Order a print copy today.