Category Archives: Treatise

Treatise Update – Likelihood of Confusion in Trademark Law

Likelihood of Confusion in Trademark Law illuminates the pivotal multiple-factor test, giving readers a strong grasp of the key elements used by the courts to determine if likelihood of confusion exists. Packed with hundreds of real-world examples and updated with every relevant U.S. Court of Appeals decision, this treatise is a must-have reference for trademark specialists and other intellectual property attorneys, and important reading for corporate counsel, generalists, and corporate executives.

This update includes a new addition to the color illustrations in the appendix and new case law integrated into the text throughout. Among the topics addressed in this latest release:

  • Purposes of trademark law: As summarized by the Supreme Court summarized in United States Patent & Trademark Office v. Booking.com: Trademark protection “secures to the owner of the mark the goodwill of her business and protects the ability of consumers to distinguish among competing producers . . . . Federal trademark protection, supplementing state law, supports the free flow of commerce and fosters competition.” See § 1:2, at note 43.1.
  • First Amendment concerns—artistic expression cases: According to the Ninth Circuit, the likelihood of confusion test for infringement “ordinarily” strikes “a comfortable balance between the Lanham Act and the First Amendment. That said, where artistic expression is at issue, we have expressed concern that the traditional test fails to account for the full weight of the public’s interest in free expression” (Gordon v. Drape Creative, Inc.). See § 1:8.2, at note 183.1.
  • Confusion and fair use: The Second Circuit, in Tiffany & Co. v. Costco Wholesale Corp., notes that “a defendant may raise a fair use defense even where the challenged material is likely to cause some confusion.” See § 1:10, at note 244.1.
  • The multi-factor test in registrability proceedings: The TTAB follows the multi-factor du Pont test of the Federal Circuit, requiring consideration of thirteen factors which must be considered when relevant evidence is of record. See § 2:8, at note 158.1.
  • Geographic terms: The TTAB says that “geographically descriptive terms are usually accorded less weight” in a confusion analysis, but it distinguishes certification marks. See § 3:4.1, at note 93.1.
  • Disclaimers: A party’s disclaimer of one portion of its mark may result in the remaining portion being treated as dominant and a source of confusion. See § 4:9.4, at note 272.
  • Collateral goods: Mark owners in every field commonly apply their brands to collateral items such as mugs and caps distributed as promotional giveaways. Collateral goods may provide significant revenue streams in cases of well-known brands. See § 5:7, at note 75.
  • Actual confusion: Lack of evidence of actual confusion was not probative, according to the TTAB, where the Board found no “specific geographical areas of overlap between the [parties’] consumer markets” to create opportunities for actual confusion to occur (In re Guild Mortgage Co.). See § 7:7, at note 131.
  • Bad faith: The Second Circuit observes in Tiffany & Co. v. Costco Wholesale Corp. that “[p]rior knowledge of a senior user’s trademark does not necessarily give rise to an inference of bad faith and may [actually] be consistent with good faith.” See § 8:4.2, at note 125.

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

Treatise Update – Public Company Deskbook

Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements provides expert counsel on how to deal effectively with the overlapping legislative, regulatory and private initiatives to reform public company governance and disclosure practices over the past decade. 

Written by three partners with Sullivan & Cromwell LLP, this treatise is an indispensable resource for securities practitioners, compliance officers, directors, officers, accountants, auditors, and research analysts, and an important reference for securities regulators.

Highlights from the latest release:

  • Annual Meeting Timeline and Script updated to reflect the dates relevant to the 2021 proxy season (see Chapter 2A).
  • Rule 14a-8 Shareholder Proposals updated to reflect lessons learned from 2020 for the 2021 proxy season, including shareholder proposals and SEC no-action relief (see Chapter 2F).
  • Stock Exchange Annual Reporting and Compliance Certifications and Stock Exchange Interim Reporting and Compliance Affirmations updated to reflect the revised forms of NYSE annual and interim reporting and compliance affirmations (see Chapter 5B and Chapter 5D).
  • Website Disclosures updated to reflect changes to various required or permitted disclosures (see Chapter 5E).
  • Private Sector Corporate Governance Recommendations and Voting Policies updated to reflect current voting policies of major institutional investors (see Appendix L).

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

Treatise Update – Bankruptcy Deskbook

Bankruptcy Deskbook provides readers with practical guidance to help their clients achieve fair remedies and to ensure they avoid legal problems along the way. This essential treatise keeps readers up-to-date on legal developments, analyzing recent Supreme Court, court of appeals and bankruptcy court decisions. It offers step-by-step guidance through the bankruptcy laws, clarifying the purpose, features, mechanics, advantages, and drawbacks of Chapters 7, 11, 12 and 13 in the era of BAPCPA.

The latest release, written by Steven J. Brujic, includes updates, such as:

  • A new subsection on subchapter V debtors in Chapter 11 cases;
  • Extension of payments under Chapter 13 reorganization plans as a result of the CARES Act
  • Recent rulings affecting most major topics in the book including: jurisdiction, avoidance powers, automatic stays, distribution of estate property, claims and interests, discharge and dischargeability of debt, employment of professionals, Chapter 11, and Chapter 13.

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

New Edition! Kane on Trademark Law

PLI Press is proud to publish the new Seventh Edition of Kane on Trademark Law: A Practitioner’s Guide, a classic for more than three decades. This edition brings forth the insight and expertise of Kathleen E. McCarthy, the new author of the treatise, who is a partner in the New York office of King & Spalding, LLP, President of the New York Intellectual Property Law Association (NYIPLA), and former Editor-in-Chief of the Trademark Reporter.

McCarthy notes that, as courts try to balance the different and often conflicting interests of brand owners, competitors, consumers, reviewers, and critics, and the tensions between trademark and First Amendment protections, trademark decisions can seem inconsistent. In her analysis of the law, and her practical counsel to attorneys, she emphasizes the importance of examining all the facts, being creative in making arguments and analogies, and understanding that there are almost always exceptions to the rules and also facts that help explain the rationale for the exceptions, even if not explicitly discussed in the court opinion.

Extensively revised and updated, the Seventh Edition provides both new practical guidance and critical information on a range of topics including:

  • Trademark searches in the context of modern marketing practices and social media
  • The most effective use of surveys in court
  • Mandatory electronic filing of trademark applications
  • The best approaches to securing international registrations
  • Excusable nonuse of a mark by businesses required to be closed during a pandemic
  • The latest Trademark Office fees
  • Recent dilution cases
  • Alternatives to federal court litigation for handling false advertising claims
  • Tips for navigating practice before the Trademark Trial and Appeal Board

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

Treatise Update – Copyright Law: A Practitioner’s Guide

Copyright Law: A Practitioner’s Guide(Second Edition) provides up-to-date analysis of court decisions and practical advice for the protection of copyrights. Written by two nationally recognized lawyers who have litigated major copyright cases, including those involving digital forms of communication, this authoritative treatise also includes a useful detailed flowchart using an actual case result to illustrate how damages and profits are calculated.

In the latest update—release #4 (September 2020) , the authors expand the book with discussion of the following topics, among others:

  • Unprotectable subject matter—government edicts: Government edicts, such as state statutes, ordinances, regulations, and judicial opinions, have long been deemed to be not subject to copyright. See new § 2:7.1[B].
  • Visual Artists Rights Act—remedies: VARA subjects violators of the attribution and integrity rights to the usual civil remedies for copyright infringement under section 501. See § 4:2.2[A], at note 325.1.
  • Visual Artists Rights Act—“work of recognized stature”: In Castillo v. G&M Realty, L.P., the Second Circuit held that the work in question must be “of high quality, status, or caliber that has been acknowledged as such by a relevant community.” See § 4:2.2[E], at note 341.
  • Deposit requirement—websites and website content: The Copyright Office has issued a circular offering guidance on the deposit process for websites and website content. See § 5:2.5, at note 28.
  • Registration: Resolving a circuit split, the Supreme Court has determined that registration occurs when the Copyright Office issues the certificate of registration and not when a copyright owner submits the application, materials, and registration fee to the Copyright Office. See § 5:3.1, at note 44.
  • Fair use—transformativeness factor: According to the Fourth Circuit, that the respective “subjective intents” of the creator of the work and of its user differ may not be of particular relevance in the transformativeness inquiry, insofar as those differences do not necessarily result in the creation of “new aesthetics or a new work.” See § 8:4.2[A], at note 86.1.
  • States’ sovereign immunity: The Copyright Remedy Clarification Act (1990) abrogated state sovereign immunity from actions for copyright infringement. See § 11:7.7, at note 396.

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

New Edition – Art Law: The Guide for Collectors, Investors, Dealers & Artists

PLI Press is proud to announce the publication of the Fifth Edition of Art Law: The Guide for Collectors, Investors, Dealers, & Artists.

From artists to auction houses, from attorneys to appraisal experts, from dealers to collectors — every segment of the art world has found practical guidance and crucial insights in this longtime favorite treatise. Now thoroughly revised, updated, and expanded, the new edition provides more clear, readable coverage than ever before. Key documents, contracts, forms, and checklists make this popular treatise an indispensable resource.

Both authoritative and fascinating in its own right, this new edition analyzes a remarkable range of topics concerning the legal context of the business of visual art, including:

  • The artist-dealer relationship
  • How digital technology and social media affect both commerce in art and the creation of art
  • Tax and estate planning strategies for collectors and artists
  • Artists’ rights under copyright law and the First Amendment
  • New legal challenges for museums
  • Resources for dealing with art theft and artworks confiscated by the Nazis; and more.

PLI PLUS subscribers can access this title through their subscription.

If you would like to purchase a print copy, please email  libraryrelations@pli.edu.

New Title! The Deal Lawyer’s Weapons in the War on COVID-19

PLI Press is pleased to announce the publication of The Deal Lawyer’s Weapons in the War on COVID-19, a new treatise on the basic legal and economic principles a deal lawyer is likely to face in advising clients on issues arising out of the COVID-19 crisis.

Written by the esteemed author of Mergers, Acquisitions and Tender Offers, this timely title helps lawyers quickly identify many of the business law issues that arise as a result of COVID-19 in areas including:

  • Benefits adopted by the CARES Act (e.g., the Paycheck Protection Program)
  • Financial assistance adopted the Federal Reserve Board
  • Corporate and securities laws
  • Antitrust laws
  • Federal income tax
  • Regulation of cross-border transactions
  • Valuation of companies
  • Contract drafting
  • Bankruptcy 

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

New Title! Succession Planning and Retirement Strategies for Law Firms and Lawyers

PLI Press is pleased to announce the publication of a new treatise on professional skills:

Succession Planning and Retirement Strategies for Law Firms and Lawyers showcases the perspectives of both law firm management and individual partners in order to mitigate the discomfort of retirement conversations and help develop effective transition plans that meet the needs of all stakeholders.

Written by a certified career/life management coach with more than three decades of experience working with the legal profession, this book is designed to help all participants address assumptions, thoughts, and emotions around aging and retirement to influence transition outcomes in a positive manner. It contains numerous tools and exercises to help guide discussions and planning.

Among the specific topics covered are:

  • Strategic plans designed to launch retirement discussions
  • Aligning talent management strategies with life cycle
  • Impact of compensation and culture on succession planning
  • Mindset of aging partners
  • Designing post-practice life
  • Tending to physical, mental and emotional well-being
  • Collaborating for better outcomes

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

New Title – California Consumer Privacy Act Annotated

PLI Press is excited to announce the publication of a new treatise on the California Consumer Privacy Act (CCPA), the first law of its kind in the United States providing consumer privacy protections.

California Consumer Privacy Act Annotated equips businesses and practitioners with the tools they need to understand the data they collect and how that data is used, disclosed, and stored, and then develop the framework, policies, and procedures to meet the CCPA notice requirements and to respond to data subject requests. This timely book takes into account the final text of proposed regulations the Attorney General submitted to the California Office of Administrative Law on June 1, 2020.

This thorough treatise includes advice on:

  • Determining whether an entity meets certain size and scope thresholds to be subject to the CCPA
  • Evaluating whether personal information collected from consumers, households, and devices is protected under the CCPA or whether an exemption applies
  • Understanding the considerations surrounding the sale of personal information by a business to a third party
  • Drafting sound notices at collection and privacy policies
  • Understanding the rights the CCPA grants to consumers regarding their personal information, as well as the different exceptions and limitations to these rights, in setting up processes and procedures for compliance
  • Building an infrastructure and creating procedures for managing and responding to consumer requests under the CCPA
  • Evaluating security requirements and practices in light of the new private right of action in which consumers can seek actual damages and statutory damages for a personal information security breach that is the result of a business’s failure to use reasonable security

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.

Treatise Update: Friedman and Smith on Contracts

Friedman and Smith on Contracts and Conveyances of Real Property (Eighth Edition) delivers coverage and analysis of the most current developments in real estate conveyancing to assist attorneys representing parties in the sale of real property in drafting sound agreements. This treatise contains sample forms, clauses, and checklists that simplify and accelerate transactions.

Highlights of this release include:

  • Chapter 2, Parties to Contract, advises that well-drafted contract consistently describes the name of the seller in all parts of the contract; and cautions that describing the seller’s name as “Owner of record” in the contract may violate the statute of frauds requirement.
  • Chapter 4, Purchase Price and Consideration, discusses contractsthat provide for a credit to the buyer based on future events; and the distinction between earnest money and a deposit upon a buyer’s default.
  • Chapter 5, Statute of Frauds, covers the use of promissory estoppel as an alternative to the doctrine of part performance to take a contract out of the statute of frauds; and the trend by some states in recognizing fraud and other tort claims as exceptions to the statute of frauds.  
  • Chapter 7, Property Quality, provides an overview of the various state statutes of limitations and statutes of repose for certain warranty claims.
  • Chapter 8, Misrepresentations by Sellers and Buyers, discusses seller’s liability for their broker’s misrepresentations.
  • Chapter 9, Mortgage Financing, covers an “absolute deed,” which is intended as security and gives rise to an equitable mortgage.
  • Chapter 23, Contract Remedies for Buyer Default, includes a state statute that provides for the forfeiture of the buyer’s payment if the parties agreed that the payment is “earnest money.”
  • Chapter 27, Deed Execution and Delivery, updated to include a discussion of acknowledgment of a deed.
  • Chapter 28, Deed Covenants of Title, includes a discussion of Trial v. Dragon, a Texas case where the court refused to apply estoppel to the grantor’s heirs who acquired their interest through their mother’s estate.

Order a print copy today.

PLI PLUS subscribers can access this title through their subscription.