Tag Archives: insider trading law

Insider Trading Law and Compliance Answer Book 2013

In October 2012, PLI published Insider Trading Answer Book 2013.

Because the insider trading laws apply to everyone — not just corporate insiders — a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book 2013 provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks you through:

  • The elements of an insider trading claim
  • What is legitimate company research that can be freely acted upon and what is nonpublic information that may not
  • When acting on a “tip” can incur legal liability
  • The framework of penalties when insider trading has been successfully proved

Insider Trading Law and Compliance Answer Book 2013 provides both the lawyer and the lay investor with a complete understanding of the criminal and civil issues that can arise, the possible penalties that could be incurred and the defenses available. It reflects the in-depth knowledge of legal practitioners who provide ongoing counseling and litigation representation to a wide array of clients.

In today’s turbulent financial markets, a claim of insider trading often hits the newspapers. Insider Trading Law and Compliance Answer Book 2013, which fully integrates recent regulatory changes, provides a concise road map, helping the reader to navigate the legal requirements safely.

If you would like to order Insider Trading Law and Compliance Answer Book 2013, please contact PLI’s Library Relations Department (877-900-5291; libraryrelations@pli.edu).

Introducing PLI Answer Books

Over the years many customers have come to us with a similar problem:  “How do I get clear, fast answers to practice questionswithout getting buried in details?”

In response, PLI has introduced the new Answer Book Series.

Written by members of major law firms who provide a complete understanding of the relevant practice issues that arise in the selected subject matter areas, each Answer Book provides a step-by-step explanation of the regulations and issues that the practitioner is likely to face.

Each title in the series uses an easily understood Q&A format so that the needed information can be found quickly. Practice pointers and checklists that assist in explaining everyday client questions are included in every title.

You can view the Answer Book Series online and get started on updating your library with books that cover all of today’s most pressing industry challenges.

The following titles are included in our collection:

  • Antitrust Law Answer Book
  • Business Liability Insurance Answer Book
  • Consumer Financial Services Answer Book
  • Corporate Compliance Answer Book
  • Expert Witness Answer Book
  • Financial Institutions Answer Book
  • Insider Trading Law and Compliance Answer Book
  • Insurance Regulation Answer Book
  • Intellectual Property Law Answer Book
  • Labor Management Law Answer Book
  • Medical Devices Law and Regulation Answer Book
  • Mortgage Finance Regulation Answer Book
  • Personal Bankruptcy Answer Book
  • Transfer Pricing Answer Book

Covering fourteen different practice areas, these step-by-step guides are vital to any skilled practitioner needing a comprehensive summary or to any attorney new to the particular practice area.

Purchase entire Answer Book Series and receive over 50% off!

To receive all 14 practical Q&A guides in the series for only $1,565, contact PLI’s Library Relations Teamat (877) 900-5291 or libraryrelations@pli.edu.