PLI Press is thrilled to announce the publication of Insider Trading. 

This new practice guide serves as an essential resource for practitioners and investors focused on insider trading law, compliance, and enforcement. Edited by   Eugene Ingoglia— an industry expert who has prosecuted and defended insider trading cases, including the case of SAC Capital portfolio manager Mathew Martoma, considered largest insider trading scheme ever charged—this guide adopts a multidimensional approach to the topic of insider trading law, examining it from several overlapping practice perspectives, including civil, criminal, transactional, bankruptcy, and regulatory.  

Table of Contents: 

• Chapter 1: Overview of the Law of Insider Trading 

• Chapter 2:  Statutory Background 

• Chapter 3: Elements of an Insider Trading Claim 

• Chapter 4: Understanding Securities 

• Chapter 5: Scienter and Trading “On the Basis Of” 

• Chapter 6: Materiality 

• Chapter 7: Nonpublic Information 

• Chapter 8: Breach of Duty: Classical Theory 

• Chapter 9: Breach of Duty: Misappropriation Theory 

• Chapter 10: Tipper and Tippee Liability 

• Chapter 11: Regulation Fair Disclosure 

• Chapter 12: Obtaining Information from Corporate Insiders 

• Chapter 13: Application of the Insider Trading Laws to Government Employees 

• Chapter 14: Information Sharing with Market Professionals 

• Chapter 15: Use of Consultants 

• Chapter 16: Tender Offers 

• Chapter 17: Private Investments in Public Equity (PIPEs) 

• Chapter 18: Out-of-Court Restructurings, the Bankruptcy Context, and Creditors’ Committees 

• Chapter 19: Big Boy Letters 

• Chapter 20: Civil and Criminal Enforcement 

• Chapter 21: Penalties, Short-Swing Profits, and Whistleblower Awards 

• Chapter 22: Protecting Firms Through Policies and Procedures, Training, and Testing 

• Chapter 23: Insider Trading Law and Commodity Interests 

• Chapter 24: Insider Trading Law in the United Kingdom 

Order a print copy today. 

PLI PLUS subscribers can access this title through their subscription.