Tag Archives: insider trading

New Practice Guide! Insider Trading 

PLI Press is thrilled to announce the publication of Insider Trading. 

This new practice guide serves as an essential resource for practitioners and investors focused on insider trading law, compliance, and enforcement. Edited by   Eugene Ingoglia— an industry expert who has prosecuted and defended insider trading cases, including the case of SAC Capital portfolio manager Mathew Martoma, considered largest insider trading scheme ever charged—this guide adopts a multidimensional approach to the topic of insider trading law, examining it from several overlapping practice perspectives, including civil, criminal, transactional, bankruptcy, and regulatory.  

Table of Contents: 

Order a print copy today. 

PLI PLUS subscribers can access this title through their subscription. 

Insider Trading Law and Compliance Answer Book 2011-12

Insider Trading Law and Compliance Answer Book provides both the lawyer and the lay investor with a complete understanding of the criminal and civil issues that can arise, the possible penalties that could be  incurred and the defenses available. It reflects the in-depth knowledge of legal practitioners who provide ongoing counseling and litigation representation to a wide array of clients.

Because the insider trading laws apply to everyone – not just corporate insiders – a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets.

Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks you through:

  • The elements of an insider trading claim
  • What is legitimate company research that can be freely acted upon and what is nonpublic information that may not
  • When acting on a “tip” can incur legal liability
  • The framework of penalties when insider trading has been successfully proven

With today’s turbulent financial markets, an increased number of insider trading charges and convictions are hitting the newspapers. Insider Trading Law and Compliance Answer Book, which fully integrates recent regulatory changes, will provide a concise road map, helping the reader to navigate the legal requirements safely.

To order the book click here, or write us at libraryrelations@pli.edu.