Tag Archives: Securities Law

Financial Product Fundamentals: Law, Business, Compliance (Second Edition) 

Financial Product Fundamentals: Law, Business, Compliance (Second Edition) serves as a comprehensive reference guide for attorneys, regulatory officers, compliance personnel, and any other professionals navigating securities regulation and compliance. This newly updated treatise contains expert analysis of a wide range of financial topics, including investment trusts, mutual funds, hedge funds, and variable insurance products.  

Highlights of the recent update include:  

  • Chapter 4, Securitization, is a new chapter covering securitization’s definition, functionality, and broader regulatory framework. This new chapter also covers tax and ERISA considerations, and treatment of security transactions under both bank capital rules and UCC Article 9.  
  • Chapter 23, Collective Trust Funds, expands upon the earlier version’s discussion of the collective trust fund and its inclusion of the prudence standard and private equity investments. (Section 23:3.9) 

Order a print copy today.  

PLI Treatises Updated in March 2014

In March 2014, PLI updated the following Treatises:

If you are on standing order for any of these titles, the releases have already been shipped. If you would like to place an order, please email PLI Library Relations or call 877-900-5291

PLI Course Handbooks Published in January 2014

Listed below are the PLI Course Handbooks published in January 2014:

Commercial Law and Practice

Corporate Law and Practice

Intellectual Property Law

Litigation and Administrative Practice

Real Estate Law and Practice

Tax Law and Estate Planning

If you have any questions or would like to order a title, please email the PLI Library Relations Department or call 877-900-5291.

PLI Course Handbooks Published in December 2013

Listed below are the PLI Course Handbooks that were published in December 2013:

Commercial Law and Practice

Corporate Law and Practice

Intellectual Property Law

Litigation and Administrative Practice

Real Estate Law and Practice

Tax Law and Estate Planning

If you have any questions or would like to order a title, please email the PLI Library Relations Department or call 877-900-5291.

PLI Course Handbooks Published in April 2013

Listed below are the PLI Course Handbooks that were published in April 2013:

Corporate Law and Practice

Intellectual Property

Litigation and Administrative Practice

 New York Practice Skills

Tax Law and Estate Planning:

If you have any questions or would like to order a title, please email the Library Relations Help Desk or call 877-900-5291.

PLI Course Handbooks Published in January 2013

Listed below are the PLI Course Handbooks that were published in January 2013:

Commercial Law and Practice

Corporate Law and Practice

Litigation and Administrative Practice

Real Estate Law and Practice

Tax Law and Estate Planning

If you have any questions or would like to order a title, please email the Library Relations Help Desk or call 877-900-5291.

PLI Course Handbooks Published in December 2012

Listed below are the PLI Course Handbooks that were published in December 2012:

Commercial Law and Practice

Corporate Law and Practice

Health Law Series

Intellectual Property

Litigation and Administrative Practice

Real Estate Law and Practice

Tax Law and Estate Planning

If you have any questions or would like to order a title, please email the Library Relations Help Desk or call 877-900-5291.

New Treatise Editions Published in November 2012

In November 2012, PLI published new editions of the following Treatises:

Financial Product Fundamentals (2nd Edition)

Hedge Fund Regulation (2nd Edition)

Initial Public Offerings (2nd Edition)

Patent Law (4th Edition)

Securities Law & Practice Deskbook (6th Edition — this had been titled Soderquist on the Securities Laws)

Stocker & Rikoon on Drawing Wills & Trusts (13th Edition)

Variable Annuities and Variable Life Insurance (2nd Edition)

If you would like to order a copy of one or both of these treatises, please contact PLI Library Relations (libraryrelations@pli.edu; 877-900-5291).

October 2012 Treatise Updates

In October 2012, the following PLI treatises were updated:

Broker-Dealer Regulation Release #2

Directors’ & Officers’ Liability Release #7

Doing Business Under the FCPA Release #17

Electronic Discovery Deskbook Release #4

Investment Adviser Regulation Release #2

Langer on Practical International Tax Planning Release #24

Mutual Funds and Exchange Traded Funds Regulation  Release #2

Reisurance Law Release #7

Securities Litigation Release #6

Sinclair on Federal Civil Practice Release #4

White Collar Deskbook Release #9

If you are on standing order for any of the above titles, these releases have already been shipped. If you would like to place an order, please email libraryrelations@pli.edu.